Schedule 13G/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
INTRALINKS HOLDINGS, INC.
(Name of Issuer)
COMMON STOCK, $0.0001 PAR VALUE PER SHARE
(Title of Class of Securities)
46118H104
(CUSIP Number)
October 21, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
o Rule 13d-1(c)
þ Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1 |
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NAMES OF REPORTING PERSONS
Rho Ventures IV QP, L.P. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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7,908,012 (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH: |
8 |
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SHARED DISPOSITIVE POWER |
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7,908,012 (2) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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7,908,012 (2) |
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10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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14.6% (3) |
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12 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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PN |
(1) This statement on Schedule 13G is filed by
Rho Ventures IV, L.P. (RV IV), Rho Ventures IV GmbH & Co. Beteiligungs KG (RV KG), Rho Ventures IV QP, L.P. (RV QP),
Rho Ventures IV Holdings, LLC (RV IV Holdings), Rho Ventures III Holdings, LLC
(RV III Holdings), Rho Venture Partners Holdings, LLC (RVPH), Rho Investment Partners
Holdings, LLC (RIPH), Rho Management Ventures IV, L.L.C. (RMV), Rho Capital Partners
Verwaltungs GmbH (RCP GmbH), Rho Capital Partners, LLC (RCP), Joshua Ruch (Ruch),
Habib Kairouz (Kairouz) and Mark Leschly (Leschly, together with RV IV, RV KG, RV QP, RV IV Holdings,
RV III Holdings, RVPH, RIPH, RMV, RCP GmbH, RCP, Ruch and Kairouz, collectively, the Reporting Persons).
The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii)
1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RC IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings,
RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of
RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover
sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding
as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the Securities and Exchange Commission (SEC) on August 11, 2011.
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1 |
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NAMES OF REPORTING PERSONS
Rho Ventures IV, L.P. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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7,908,012 (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH: |
8 |
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SHARED DISPOSITIVE POWER |
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7,908,012 (2) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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7,908,012 (2) |
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10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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14.6% (3) |
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12 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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PN |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203 shares
held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RC IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares
owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
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1 |
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NAMES OF REPORTING PERSONS
Rho Ventures IV GmbH & Co. Beteiligungs KG |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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7,908,012 (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH: |
8 |
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SHARED DISPOSITIVE POWER |
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7,908,012 (2) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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7,908,012 (2) |
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10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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14.6% (3) |
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12 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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OO |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RC IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the
managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares
owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
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1 |
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NAMES OF REPORTING PERSONS
Rho Ventures IV Holdings, LLC |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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7,908,012 (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH: |
8 |
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SHARED DISPOSITIVE POWER |
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7,908,012 (2) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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7,908,012 (2) |
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10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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14.6% (3) |
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12 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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OO |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203 shares held by RV KG,
(iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings,
(vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing
member of RC IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings,
RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz
and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
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1 |
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NAMES OF REPORTING PERSONS
Rho Ventures III Holdings, LLC |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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SHARES |
6 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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7,908,012 (2) |
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EACH |
7 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 |
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WITH: |
8 |
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SHARED DISPOSITIVE POWER |
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7,908,012 (2) |
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9 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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|
7,908,012 (2) |
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10 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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o |
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11 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
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14.6% (3) |
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12 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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OO |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203 shares held by RV
KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III
Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RC IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings,
RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares
held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch,
Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
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1 |
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NAMES OF REPORTING PERSONS
Rho Venture Partners Holdings, LLC |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ (1) |
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3 |
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SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Delaware |
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5 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 |
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|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
|
7,908,012 (2) |
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|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
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|
PERSON |
|
0 |
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WITH: |
8 |
|
SHARED DISPOSITIVE POWER |
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|
|
7,908,012 (2) |
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|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
7,908,012 (2) |
|
|
|
10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o |
|
|
|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
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|
14.6% (3) |
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|
|
12 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
OO |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and
(vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RC IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings,
RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and
managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
|
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1 |
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NAMES OF REPORTING PERSONS
Rho Investment Partners Holdings, LLC |
|
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ (1) |
|
|
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3 |
|
SEC USE ONLY |
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4 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware |
|
|
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|
5 |
|
SOLE VOTING POWER |
|
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|
NUMBER OF |
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0 |
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|
|
|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
7,908,012 (2) |
|
|
|
|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH: |
8 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
7,908,012 (2) |
|
|
|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
7,908,012 (2) |
|
|
|
10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o |
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|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
14.6% (3) |
|
|
|
12 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
OO |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by
RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RC IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings,
RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV
and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Rho Management Ventures IV, L.L.C. |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ (1) |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware |
|
|
|
|
|
5 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
7,908,012 (2) |
|
|
|
|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH: |
8 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
7,908,012 (2) |
|
|
|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
7,908,012 (2) |
|
|
|
10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o |
|
|
|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
14.6% (3) |
|
|
|
12 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
OO |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by
RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of
RC IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH,
and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Rho Capital Partners Verwaltungs GmbH |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ (1) |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware |
|
|
|
|
|
5 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
7,908,012 (2) |
|
|
|
|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH: |
8 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
7,908,012 (2) |
|
|
|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
7,908,012 (2) |
|
|
|
10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o |
|
|
|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
14.6% (3) |
|
|
|
12 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
OO |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203 shares held
by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares
held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RC IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may
be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Rho Capital Partners, LLC |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ (1) |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Delaware |
|
|
|
|
|
5 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
7,908,012 (2) |
|
|
|
|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH: |
8 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
7,908,012 (2) |
|
|
|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
7,908,012 (2) |
|
|
|
10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o |
|
|
|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
14.6% (3) |
|
|
|
12 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
OO |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203 shares held by RV KG,
(iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings,
(vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RC IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to
have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV
Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG,
RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Joshua Ruch |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ (1) |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
United States |
|
|
|
|
|
5 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
7,908,012 (2) |
|
|
|
|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH: |
8 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
7,908,012 (2) |
|
|
|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
7,908,012 (2) |
|
|
|
10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o |
|
|
|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
14.6% (3) |
|
|
|
12 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
IN |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203 shares held
by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held
by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner
of RV IV and RV QP and the managing member of RC IV Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the shares owned by
RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership
of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch,
Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Mark Leschly |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ (1) |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Kingdom of Denmark |
|
|
|
|
|
5 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 |
|
|
|
|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
7,908,012 (2) |
|
|
|
|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 |
|
|
|
|
WITH: |
8 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
7,908,012 (2) |
|
|
|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
7,908,012 (2) |
|
|
|
10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o |
|
|
|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
14.6% (3) |
|
|
|
12 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
IN |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203 shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v) 2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RC IV Holdings. RCP GmbH is the general partner of RV KG.
RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess
power to direct the voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings,
RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch,
Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG,
RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Habib Kairouz |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ (1) |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
United States |
|
|
|
|
|
5 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
1,517 |
|
|
|
|
SHARES |
6 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
7,908,012 (2) |
|
|
|
|
EACH |
7 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
1,517 |
|
|
|
|
WITH: |
8 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
7,908,012 (2) |
|
|
|
9 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
7,909,529 (2) |
|
|
|
10 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o |
|
|
|
11 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
14.6% (3) |
|
|
|
12 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
IN |
(1) This statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G.
(2) Includes (i) 583,746 shares held by RV IV, (ii) 1,432,203
shares held by RV KG, (iii) 1,374,283 shares held by RV QP, (iv) 1,271,901 shares held by RV IV Holdings, (v)
2,331,051 shares held by RV III Holdings, (vi) 457,416 shares held by RVPH and (vii) 457,412 shares held
by RIPH. RMV is the general partner of RV IV and RV QP and the managing member of RC IV Holdings. RCP
GmbH is the general partner of RV KG. RCP is the managing member of RV III Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the voting and disposition of the
shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to
have indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III
Holdings, RVPH and RIPH. RMV, RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are managing members of RMV and RCP and managing
directors of RCP GmbH. As such, Ruch, Kairouz and Leschly possess power to direct the voting and disposition of the shares owned by RV IV, RV KG,
RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have indirect beneficial
ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. Ruch and Leschly hold no shares of the Issuer directly.
(3) This percentage set forth on the cover sheets are calculated based on 54,075,293 shares of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the Issuers Form 10-Q as filed with the SEC on August 11, 2011.
|
|
|
Item 1(a). |
|
Name of Issuer: |
Intralinks Holdings, Inc. (the Issuer)
|
|
|
Item 1(b). |
|
Address of Issuers Principal Executive Offices: |
150 E. 42nd Street, 8th Floor, New York, New York 10017
|
|
|
Item 2(a). |
|
Name of Person Filing: |
This statement is filed by:
|
(i) |
|
Rho Ventures IV QP, L.P. (RV QP) |
|
(ii) |
|
Rho Ventures IV, L.P. (RV IV) |
|
(iii) |
|
Rho Ventures IV GmbH & Co. Beteiligungs KG (RV KG) |
|
(iv) |
|
Rho Ventures IV Holdings, LLC (RV IV Holdings) |
|
(v) |
|
Rho Ventures III Holdings, LLC (RV III Holdings) |
|
(vi) |
|
Rho Venture Partners Holdings, LLC (RVPH) |
|
(vii) |
|
Rho Investment Partners Holdings, LLC (RIPH) |
|
(viii) |
|
Rho Management Ventures IV, L.L.C. (RMV) |
|
(ix) |
|
Rho Capital Partners Verwaltungs GmbH (RCP GmbH) |
|
(x) |
|
Rho Capital Partners, LLC (RCP) |
|
(xi) |
|
Joshua Ruch (Ruch) |
|
(xii) |
|
Mark Leschly (Leschly) |
|
(xiii) |
|
Habib Kairouz (Kairouz) |
RV QP, RV IV, RV KG, RV IV Holdings, RV III Holdings, RVPH, RIPH, RMV, RCP GmbH, RCP, Ruch,
Leschly and Kairouz are sometimes individually referred to herein as a Reporting Person and
collectively as the Reporting Persons.
This Amendment No. 1 (the Amendment) is being filed to reflect the internal restructuring of
certain of the Reporting Persons that does not change the aggregate beneficial ownership of the
shares of common stock (the Shares) by entities affiliated with Rho Capital Partners, Inc. This
restructuring is expected to become effective within 60 days of October 21, 2011 and will result in
Rho Management Trust Is (RMT I) ownership of the Shares being replaced by RV IV Holdings, RV III
Holdings, RVPH and RIPH. Accordingly, this Amendment removes RMT I
and its investment advisor, Rho Capital Partners, Inc., as Reporting
Persons and adds
RCP, RV IV Holdings, RV III Holdings, RVPH and RIPH as Reporting Persons.
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Item 2(b). |
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Address of Principal Business Office or, if None, Residence: |
Rho Ventures, 152 W 57th Street, 23rd Floor, New York, New York 10019
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RV QP
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Delaware |
RV IV
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Delaware |
RV KG
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Germany |
RV IV Holdings
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Delaware |
RV III Holdings
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Delaware |
RVPH
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Delaware |
RIPH
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Delaware |
RMV
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Delaware |
RCP GmbH
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Germany |
RCP
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Delaware |
Ruch
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United States |
Leschly
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Kingdom of Denmark |
Kairouz
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United States |
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Item 2(d). |
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Title of Class of Securities: |
Common Stock, $0.0001 par value per share (the Common Stock)
46118H104
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Item 3. |
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If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether
the person filing is a: |
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(a) o |
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Broker or dealer registered under Section 15 of the Act, |
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(b) o |
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Bank as defined in Section 3(a)(6) of the Act, |
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(c) o |
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Insurance Company as defined in Section 3(a)(19) of the Act, |
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(d) o |
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Investment Company registered under Section 8 of the Investment Company Act
of 1940, |
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(e) o |
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Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E), |
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(f) o |
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Employee Benefit Plan or Endowment Fund in accordance with
13d-1 (b)(1)(ii)(F), |
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(g) o |
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Parent Holding Company or control person in accordance with
Rule 13d-1 (b)(1)(ii)(G), |
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(h) o |
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Savings Association as defined in Section 3(b) of the Federal
Deposit Insurance Act, |
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(i) o |
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Church Plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment Company Act of 1940, |
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(j) o |
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
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Shared |
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Sole |
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Shared |
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Shares Held |
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Sole Voting |
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Voting |
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Dispositive |
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Dispositive |
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Beneficial |
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Percentage of |
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Reporting Persons |
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Directly (1) |
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Power (1) |
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Power (1) |
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Power (1) |
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Power (1) |
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Ownership (1) |
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Class (1, 3) |
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RV QP |
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1,374,283 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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7,908,012 |
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14.6 |
% |
RV IV |
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583,746 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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7,908,012 |
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14.6 |
% |
RV KG |
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1,432,203 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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7,908,012 |
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14.6 |
% |
RV IV Holdings |
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1,271,901 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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7,908,012 |
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14.6 |
% |
RV III Holdings |
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2,331,051 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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7,908,012 |
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14.6 |
% |
RVPH |
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457,416 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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7,908,012 |
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14.6 |
% |
RIPH |
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457,412 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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7,908,012 |
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14.6 |
% |
RMV (2) |
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0 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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7,908,012 |
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14.6 |
% |
RCP GmbH (2) |
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0 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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3,333,323 |
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14.6 |
% |
RCP |
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0 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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7,908,012 |
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14.6 |
% |
Ruch (2) |
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0 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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7,908,012 |
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14.6 |
% |
Leschly (2) |
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0 |
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0 |
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7,908,012 |
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0 |
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7,908,012 |
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7,908,012 |
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14.6 |
% |
Kairouz (2) |
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1,517 |
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1,517 |
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7,908,012 |
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1,517 |
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7,908,012 |
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7,909,529 |
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14.6 |
% |
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(1) |
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Represents the number of shares of Common Stock currently underlying all Securities
held by the Reporting Persons. |
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(2) |
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RMV is the general partner of RV IV and RV QP and the managing member of RV IV
Holdings. RCP GmbH is the general partner of RV KG. RCP is the managing member of RV III
Holdings, RVPH and RIPH. As such, RMV, RCP GmbH, and RCP possess power to direct the
voting and disposition of the shares owned by RV IV, RV KG, RV QP, RV IV Holdings, RV III
Holdings, RVPH and RIPH and may be deemed to have indirect beneficial ownership of the
shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH. RMV,
RCP GmbH, and RCP hold no shares of the Issuer directly. Ruch, Kairouz and Leschly are
managing members of RMV and RCP and managing directors of RCP GmbH. As such, Ruch, Kairouz
and Leschly possess power to direct the voting and disposition of the shares owned by RV
IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH and may be deemed to have
indirect beneficial ownership of the shares held by RV IV, RV KG, RV QP, RV IV Holdings, RV III Holdings, RVPH and RIPH.
Kairouz holds 1,517 shares directly. Ruch and Leschly hold no shares of the Issuer directly. |
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(3) |
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This percentage set forth on the cover sheets are calculated based on 54,075,293 shares
of Common Stock reported to be outstanding as of August 11, 2011 as set forth in the
Issuers Form 10-Q as filed with the SEC on August 11, 2011. |
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Item 5. |
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Ownership of Five Percent or Less of a Class. |
Not applicable.
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Item 6. |
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Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable.
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Item 7. |
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Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company. |
Not applicable.
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Item 8. |
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Identification and Classification of Members of the Group. |
See Exhibit 1.
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Item 9. |
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Notice of Dissolution of Group. |
Not applicable.
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose of or
with the effect of changing or influencing the control of the issuer of the securities
and were not acquired and are not held in connection with or as a participant in any
transaction having that purpose or effect.
SIGNATURES
After reasonable inquiry and to the best of his, her or its knowledge and belief, each of the
persons signing below certifies that the information set forth in this statement is true, complete
and correct.
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Dated: October 25, 2011
Rho Ventures IV QP, L.P.
By: Rho Management Ventures IV, L.L.C.
Its: General Partner
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory |
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Rho Ventures IV, L.P.
By: Rho Management Ventures IV, L.L.C.
Its: General Partner
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory |
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Rho Ventures IV GmbH & Co. Beteiligungs KG
By: Rho Capital Partners Verwaltungs GmbH
Its: General Partner
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory |
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Rho Ventures IV Holdings LLC
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory |
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Rho Ventures III Holdings LLC
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory |
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Rho Venture Partners Holdings LLC
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory |
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Rho Investment Partners Holdings LLC
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory |
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Rho Management Ventures IV, L.L.C.
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By: |
/s/ Jeffrey I. Martin
|
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory |
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Rho Capital Partners Verwaltungs GmbH
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory |
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Rho Capital Partners, LLC
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory |
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Joshua Ruch
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory for Joshua Ruch |
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Mark Leschly
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory for Mark Leschly |
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Habib Kairouz
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By: |
/s/ Jeffrey I. Martin
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Name: |
Jeffrey I. Martin |
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Title: |
Authorized Signatory for Habib Kairouz |
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EXHIBIT INDEX
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Exhibit 1
|
|
Item 8 Information |
Exhibit 2
|
|
Joint Filing Statement |